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MAI769 - Ethics for Financial Services (Intensive)

Year	2025 unit information
Enrolment modes:	Intensive 07: Online
Credit point(s):	1
EFTSL value:	0.125
Unit Chair:	INTENSIVE 07: Peter Ngigi
Cohort rule:	This unit is only available to students enrolled in M512, M569, M669, M701, M769 and N002*
Prerequisite:	Nil
Corequisite:	Nil
Incompatible with:	MAA769
Educator-facilitated (scheduled) learning activities - online unit enrolment:	This intensive unit requires students to attend three consecutive days of intensive study from 9.00am to 5.00pm, held via Zoom. 2025 Dates: Wednesday 6th August 2025 Thursday 7th August 2025 Friday 8th August 2025
In-person attendance requirements:	This three day intensive unit will be offered via a virtual classroom format through Zoom.
Typical study commitment:	Students can expect to spend 130 hours undertaking the learning and assessment activities for this unit. Students will have 24 hours of face-to-face contact over the course of 3 consecutive days with separate independent and collaborative learning required both prior to and subsequent to the Intensive. This will include educator guided online learning activities within the unit site.
Note: N002 (single unit non-award postgraduate) How to apply* Submit your application online via the Deakin course and scholarship applicant portal. For support on your application process, book a one-on-one consultation with a student adviser. Current Deakin students can enrol directly via StudentConnect. Apply now Please enrol by the 2025 deadline as places are limited. Please note: MAI769 intensive offerings will only proceed subject to reaching the minimum number of 20 enrolments. Students are advised that Assessment 1: Test (Individual) Online (1 hour) -20% must be completed prior to attending the intensive days. 2025 Enrolment deadline: Friday 6th June 2025 For further information, please email: financial-planning@deakin.edu.au

Content

As a requirement of education standards provided by the Financial Adviser Standards (FAS), the unit develops students' appreciation of ethics and their ability to evaluate and apply ethical principles in the decision-making process in financial planning. Topics covered include: the nature of ethics; ethical factors influencing the performance of financial services; ethical theories and principles applicable to finance professionals; ethical decision-making models; ethical issues and conflicts of interest in the financial services industry; FAS and professional codes of ethics; applying ethical decisions in case scenarios; international business practices; and code monitoring bodies.

Learning outcomes

ULO	These are the Unit Learning Outcomes (ULOs) for this unit. At the completion of this unit, successful students can:	Alignment to Deakin Graduate Learning Outcomes (GLOs)
ULO1	Apply knowledge of ethical theories, principles and decision-making models in arriving at responsible and ethical judgements in financial planning scenarios.	GLO1: Discipline-specific knowledge and capabilities
ULO2	Evaluate ethical issues and challenges using extant theories and principles and communicate appropriate responses to stakeholders.	GLO1: Discipline-specific knowledge and capabilities GLO2: Communication
ULO3	Justify ethical decisions according to relevant national and international professional standards and codes of ethics.	GLO1: Discipline-specific knowledge and capabilities GLO8: Global citizenship
ULO4	Evaluate the role of code monitoring bodies in monitoring and enforcing adviser compliance with codes of ethical conduct.	GLO1: Discipline-specific knowledge and capabilities GLO4: Critical Thinking

Assessment

Assessment Description	Student output	Grading and weighting (% total mark for unit)	Indicative due week
Assessment 1: (Individual) Online Multiple Choice Quiz	1 hour	20%	Within the final week prior to the commencement of intensive classes.
Assessment 2: (Group of 4) Case Study Part A: Seminar Presentation (Live) Part B: Written report	Part A: 10 minutes Part B: 2000 words	Part A: 20% Part B: 30%	Part A: Final afternoon of the intensive class. Part B: One to two weeks following the end of the intensive class.
Assessment 3: (Individual) Report (Business)	2000 words	30%	Four weeks following the end of the intensive class.

Assessment Description

Student output

Grading and weighting
(% total mark for unit)

Indicative due week

Assessment 1: (Individual) Online Multiple Choice Quiz

1 hour

20%

Within the final week prior to the commencement of intensive classes.

Assessment 2: (Group of 4) Case Study

Part A: Seminar Presentation (Live)
Part B: Written report

Part A: 10 minutes
Part B: 2000 words

Part A: 20%
Part B: 30%

Part A: Final afternoon of the intensive class.

Part B: One to two weeks following the end of the intensive class.

Assessment 3: (Individual) Report (Business)

2000 words

30%

Four weeks following the end of the intensive class.

The assessment due weeks provided may change. The Unit Chair will clarify the exact assessment requirements, including the due date, at the start of the teaching period.

Unit Fee Information

Fees and charges vary depending on the type of fee place you hold, your course, your commencement year, the units you choose to study and their study discipline, and your study load.

Tuition fees increase at the beginning of each calendar year and all fees quoted are in Australian dollars ($AUD). Tuition fees do not include textbooks, computer equipment or software, other equipment or costs such as mandatory checks, travel and stationery.

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